Designed specifically for Trust Operations Staff, Trust Administrative Assistants, Middle Office Staff, Investment Assistants and IRA Custodial Staff:
-Retirement Planning and Products
-Retirement Saving Strategies and Prohibited Transactions
-Wholesale and Internal Asset Management
-Performance Measurement, Client Communication, and Sales
-Risk Management and Oversight
A Five-Session Exploration of Ethics, Investment Strategy, and Compliance:
-Introduction to Fiduciary Investments
-Investment Industry Overview
-Theories of Investment
-Allocation and Diversification
-Investment Review and Oversight
Designed specifically for Trust Operations Staff, Trust Administrative Assistants, and Investment Assistants:
-Introduction to Trust and the Fiduciary
-Trust Regulation – The Backbone of the Industry
-Types of Trusts
-17 Duties of the Fiduciary
-Account Reviews
-Uniformity and Uniform Law
-Introduction to Securities
-Key Concepts of Risk and Risk Management
-Key Concepts of Valuation
-Audit, Control and Monitoring
Pohl Consulting and Training is pleased to offer a cost-effective solution to your board education needs. Take advantage of our knowledge, experience and expertise and give your governance team the necessary education they require.
