Designed specifically for Trust Operations Staff, Trust Administrative Assistants, Middle Office Staff, Investment Assistants and IRA Custodial Staff:
-Retirement Planning and Products
-Retirement Saving Strategies and Prohibited Transactions
-Wholesale and Internal Asset Management
-Performance Measurement, Client Communication, and Sales
-Risk Management and Oversight
A Five-Session Exploration of Ethics, Investment Strategy, and Compliance:
-Introduction to Fiduciary Investments
-Investment Industry Overview
-Theories of Investment
-Allocation and Diversification
-Investment Review and Oversight
Designed specifically for Trust Operations Staff, Trust Administrative Assistants, and Investment Assistants:
-Introduction to Trust and the Fiduciary
-Trust Regulation – The Backbone of the Industry
-Types of Trusts
-17 Duties of the Fiduciary
-Account Reviews
-Uniformity and Uniform Law
-Introduction to Securities
-Key Concepts of Risk and Risk Management
-Key Concepts of Valuation
-Audit, Control and Monitoring
WEBINAR CATALOG OF PROGRAMS Board of Directors Fiduciary Oversight and Education Audience: Board Members, Bank Audit or Compliance, Bank Executives serving on Trust Committee Have
WEBINAR | Board of Directors Fiduciary Oversight and Education Assessing a Non-organic Growth Strategy Objectives: Develop an understanding of the opportunities and challenges when considering
WEBINAR | Board of Directors Fiduciary Oversight and Education Addressing the Trust and Brokerage Interactions at a Strategic Level Objective: Develop a better understanding of
WEBINAR | Board of Directors Fiduciary Oversight and Education So, You Want to Buy an RIA? Objective: Expand the understanding of the challenges and opportunities
WEBINAR | Board of Directors Fiduciary Oversight and Education Understanding Trust / Wealth Financial Performance and Potential Objective: Inform the Board and Leadership regarding the
WEBINAR | Board of Directors Fiduciary Oversight and Education Trust Governance / Committee Structure – Are You Evolving Your Oversight? Objective: Educate Board and Management
WEBINAR | Board of Directors Fiduciary Oversight and Education Key Issues in Trust Risk Management, Compliance, and Audit Objective: Strengthen your Board and Trust team’s