WEBINAR | Board of Directors Fiduciary Oversight and Education
The Regulatory Landscape for Trust Departments
Objective: Dive deep into the core regulations that govern trust departments and understand the role of regulators in overseeing fiduciary responsibilities.
Equip your Board and Trust team with essential knowledge on core trust regulations and their oversight responsibilities to ensure compliance and meet regulatory expectations. This session covers:
- Regulation 9: Key provisions affecting investment decisions, recordkeeping, and trust account oversight.
- The OCC’s Trust and Asset Management Handbook: The cornerstone of compliance and industry best practices.
- Recordkeeping: Importance of maintaining proper documentation as evidence of oversight.
We recommend you consider conducting this when you have new board members or Trust Committee members. Not only does it provide practical useful information it will be very well received by your regulators.
